The Depository Trust Company (DTC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-93442 | SEC Issue Date:Oct 28, 2021 | File Number:SR-DTC-2021-015 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend DTC's Procedures and Make Clarifying Changes to the DTC Rules Comments Due: November 24, 2021 See Also - Exhibit 5 Submit a Comment on SR-DTC-2021-015
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| Release Number:34-93279 | SEC Issue Date:Oct 8, 2021 | File Number:SR-DTC-2021-011 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 View Received Comments |
| Release Number:34-92861 | SEC Issue Date:Sep 2, 2021 | File Number:SR-DTC-2021-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-92748 | SEC Issue Date:Aug 25, 2021 | File Number:SR-DTC-2021-011 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: August 3, 2021 View Received Comments |
| Release Number:34-92572 | SEC Issue Date:Aug 5, 2021 | File Number:SR-DTC-2021-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-92410 | SEC Issue Date:Jul 14, 2021 | File Number:SR-DTC-2021-012 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the Text of the Rules and the Procedures, of the Service Guide for the DTC Canadian-Link Service and the DTC Operational Arrangements Relating to the Elimination of the Canadian Dollar Settlement Feature of the Canadian-Link Service Comments Due: August 10, 2021 See Also - Exhibit 5 |
| Release Number:34-92379 | SEC Issue Date:Jul 13, 2021 | File Number:SR-DTC-2021-013 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2021 See Also - Exhibit 5 |
| Release Number:34-92342 | SEC Issue Date:Jul 7, 2021 | File Number:SR-DTC-2021-011 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-92339 | SEC Issue Date:Jul 7, 2021 | File Number:SR-DTC-2021-010 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Service Guide Comments Due: August 3, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-92249 | SEC Issue Date:Jun 24, 2021 | File Number:SR-DTC-2021-005 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Settlement Service Guide and the Form of DTC Pledgee's Agreement Comments Due: July 21, 2021 View Received Comments See Also - Exhibit 5 |